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IV. Legal Standards Governing UPDF Law Enforcement Operations

A. International Law

Under international law, military personnel carrying out policing duties—such as searches, arrest, and detention—are bound by the same human rights standards applicable to all law enforcement officials.131 Many of these same standards—including protections against the arbitrary deprivation of life, torture and other cruel, inhuman, and degrading treatment, and arbitrary searches, arrests, and detentions, articulated more fully below—are binding on government agents as a matter of Ugandan law.132

With regard to confrontations between Uganda Peoples’ Defence Forces (UPDF) soldiers and armed members of Karamojong communities, international law distinguishes between armed conflict and internal disturbances and tensions. International humanitarian law (the laws of war) is primarily applicable to the former, while the ordinary principles of international human rights law govern the latter.

Violent confrontations between the UPDF and armed members of Karamojong communities do not appear to have risen to the level of an armed conflict under international law. Article 3 common to the four Geneva Conventions of 1949 applies in cases of “an armed conflict not of an international character”;133 the authoritative International Committee of the Red Cross “Commentary”to the Geneva Conventions distinguishes between non-international (internal) armed conflicts and acts of banditry and unorganized and short-lived insurrections for which the conventions do not apply134—the clashes in Karamoja appear to be cases of the latter. The Second Additional Protocol to the Geneva Conventions (Protocol II) applies only to non-international armed conflicts that are characterized by conflict between the national army and armed opposition groups “under responsible command” that “exercise such control of a part of [the state’s] territory as to enable them to carry out sustained and concerted military operations.”135

Elders and kraal leaders exercise authority over their individual groups, including raiding parties. However, the Karamojong groups—themselves often acting in opposition to one another—do not altogether function under a “responsible command.”136 And their occasional confrontations with UPDF soldiers do not have the character of “sustained and concerted military operations.” Instead, these confrontations are more of a piece with “riots” and “isolated and sporadic acts of violence,” international disturbances and tensions to which international human rights law—and not international humanitarian law–applies.137

Unless confrontations with armed members of Karamojong communities rise to the level of an armed conflict, the applicable international law will be human rights law.   The Ugandan government’s international human rights obligations include the fundamental injunction that force used by law enforcement officials, including members of armed forces, must be both necessary and proportional.138 The rights to life, including against arbitrary deprivation, and to be free from torture permit no derogation.139

Civilians who commit criminal acts during violent confrontations with government authorities should be prosecuted under domestic law in accordance with international fair trial standards.  But even while restoring internal order, the Ugandan government has a legal obligation to protect and respect the human rights of all individuals within its territory.140

B. National Law

Human Rights Watch sought clarification from the government of Uganda by letter of July 23, 2007, as to whether procedures under Ugandan law regulating searches, arrest, and detentions in the context of civil law enforcement operations or pursuant to the military’s prosecution of civilians for firearms offenses—to the extent the latter exist, as discussed below—are applicable as a matter of law to UPDF operations (the letter is included in this report as Annex II). The response received by Human Rights Watch from the Ministry of Defence/UPDF spokesperson’s office (included as Annex III) did not provide details as to the procedures that must be followed under national law for UPDF-conducted law enforcement operations. Instead, the response referred generally to the UPDF’s jurisdiction to try unlawful possession of firearms, discussed below, and to the Ugandan parliament’s authorization of UPDF involvement in disarmament in its March 2000 resolution.141   As far as Human Rights Watch is aware, Ugandan law does not set out the specific procedural safeguards that must be followed in the authorization of searches, arrests, and detentions by UPDF personnel.

Although the UPDF and the Uganda Police Force are independent organs under the Ugandan constitution and governed by different acts of parliament,142 UPDF “officers and militants” enjoy the “powers and duties” of police officers in assisting civil authorities where a “riot or other disturbance of the peace is likely to be beyond the powers of the civil authorities to suppress or prevent.”143 Assuming the UPDF could be understood to be assisting the civil authorities through its law enforcement operations in Karamoja, its personnel would be bound by the same procedural safeguards—discussed in more detail in Chapter V.D, below—attached to searches, arrests, and detentions by police officers. 

An alternative source of authority for UPDF-conducted searches, arrests, and detentions may lie in its authority under the UPDF Act to prosecute civilians for unlawful possession of firearms. As noted above (see Chapter III.B), the military shares jurisdiction over firearms offenses with civilian courts.144 However, it is unclear under the UPDF Act to what extent the military may undertake searches, arrests, and detentions of civilians or civilian property.

The terms of the UPDF Act appear ordinarily to limit the subjects of UPDF powers of search to service members and property occupied by military personnel,145 and the power of arrest to service members.146 However, the UPDF Act does provides for the appointment of special personnel to “detain or arrest without warrant any person subject to military law [who] is suspected of … having committed a service offence” and to “exercise such other powers as may be prescribed for the enforcement of military law.”147

With regard to detentions, persons arrested under the UPDF Act are to be handed over immediately to either civilian or military custody, but the UPDF Act does not specify whether civilians may be committed to military custody.148 Ordinarily, the Ugandan constitution prohibits detention in “ungazetted” facilities, that is, facilities not published in the official gazette by the minister of internal affairs; UPDF barracks are not gazetted.149

In the case of cordon and search operations, a further complication arises in assessing the applicable body of national law. As noted above (see Chapter III.D), according to a spokesperson for the Third Division these operations are conducted to seize illegal weapons, with no intent to charge persons with offenses under civilian or military law. He and the Ministry of Defence/UPDF spokesperson said that the only arrests carried out during disarmament operations for the purpose of charging with offences under military or civilian law are of people who resist disarmament, such as by firing on soldiers.

By restricting the aim of cordon and search operations in this way, the government may be attempting to avoid legal requirements authorizing searches, arrest, and detentions in the context of criminal prosecution. To the extent national law would allow for the use of the military to search private homes, and to arrest and detain individuals without charge in military facilities, however, such practices violate Uganda’s obligations under international law, as discussed in the next chapter.




131 See for example United Nations Code of Conduct for Law Enforcement Officials, adopted December 17, 1979, G.A. res. 34/169, annex, 34 U.N. GAOR Supp. (No. 46) at 186, U.N. Doc. A/34/46 (1979), art. 1 cmmt.  See also Human Rights Committee, General Comment 31, Nature of the General Legal Obligation on States Parties to the Covenant, U.N. Doc. CCPR/C/21/Rev.1/Add.13 (2004), para. 4:

All branches of government (executive, legislative and judicial), and other public or governmental authorities, at whatever level—national, regional or local—are in a position to engage the responsibility of the State Party. The executive branch … may not point to the fact that an action incompatible with the provisions of the Covenant was carried out by another branch of government as a means of seeking to relieve the State Party from responsibility for the action and consequent incompatibility.

132 Constitution of the Republic of Uganda, 1995, as amended by The Constitution (Amendment) Act, 2005, arts. 22, 23, 24, 27.

133 Article 3 common to the Geneva Convention for the Amelioration of the Condition of the Wounded and Sick in Armed Forces in the Field, adopted August 12, 1949, 75 U.N.T.S. 31, entered into force October 21, 1950 (First Geneva Convention); Geneva Convention for the Amelioration of the Condition of Wounded, Sick and Shipwrecked Members of Armed Forces at Sea, adopted August 12, 1949, 75 U.N.T.S. 85, entered into force October 21, 1950 (Second Geneva Convention); Geneva Convention relative to the Treatment of Prisoners of War, adopted August 12, 1949, 75 U.N.T.S. 135, entered into force October 21, 1950 (Third Geneva Convention); Geneva Convention relative to the Protection of Civilian Persons in Time of War, adopted  August 12, 1949, 75 U.N.T.S. 287, entered into force October 21, 1950 (Fourth Geneva Convention). Uganda ratified the 1949 Geneva Conventions in 1964.

134 Jean S. Pictet et al., Commentary, I Geneva Convention for the Amelioration of the Condition of the Wounded and Sick in Armed Forces in the Field (Geneva: International Committee of the Red Cross, 1952), p. 50.

135 See Protocol Additional to the Geneva Conventions of 12 August 1949, and Relating to the Protection of Victims of Non-International Armed Conflicts (Protocol II), 1125 U.N.T.S. 609, entered into force December 7, 1978, art. 1(1).

136 According to a knowledgeable source, “There is no organized resistance [to disarmament]. [The] [a]rmy just wants to justify [its] actions. [There is] [n]o command structure within the groups. Some Karamojong may come to the assistance of others when they hear that a village is under attack, but then they go back.” Confidential communication with Human Rights Watch, November 16, 2006.

137 Protocol II, art. 1(2). See also International Committee of the Red Cross, Commentary on the Additional Protocols of 8 June 1977 to the Geneva Conventions of 12 August 1949 (Geneva: Martin Nijhoff Publishers, 1987), pp. 1351-56.

138 See, e.g. UN High Commissioner for Human Rights/Centre for Human Rights, Human Rights and Law Enforcement: A Manual on Human Rights Training for the Police (Geneva: United Nations, 1997), para. 525. 

139 ICCPR, art. 4(2).

140 Ibid., art. 2.  See also Human Rights Committee,  General Comment 31, Nature of the General Legal Obligation on States Parties to the Covenant, U.N. Doc. CCPR/C/21/Rev.1/Add.13 (2004) (“The obligations of the Covenant in general and article 2 in particular are binding on every State Party as a whole.”)

141 Response from Ministry of Defence/UPDF spokesperson’s office to Human Rights Watch letter of July 23, 2007, received on September 4, 2007. The response also states that cordon and search operations “are conducted jointly with the Uganda Police as required by law, and in conjunction with civil authorities,” but provides no further details. The Ministry of Defence/UPDF spokesperson previously told Human Rights Watch that cordon and search operations were military operations and thus were not required to be authorized by parliament. Human Rights Watch interview with Maj. Felix Kulayigye, February 15, 2007.

142 See Constitution of the Republic of Uganda, arts. 208-210 (providing for UPDF) and 211-214 (providing for Uganda Police Force); The Uganda Peoples’ Defence Forces (UPDF) Act, 2005; and The Police Act, 1994, as amended by the Police (Amendment) Act, 2006.

143 UPDF Act, sections 42, 43.

144 The elements of the offenses proscribed under military and civil law differ, however. As discussed above, section119(h)(i) of the UPDF Act subjects persons found in unlawful possession of arms “ordinarily being the monopoly of the Defence Forces” to military law, and, in section 122, defines as an  offense “failure to protect war materials” including “illegal possession of arms” by a person subject to military law. Under the civil law, sections 3(1)-(2) of the Firearms Act, cap. 299, 1970, proscribe unlicensed possession of firearms.

145 UPDF Act, section 186.

146 Ibid., section 185 (authorizing the arrest of “a person” suspected of committing an offense under the UPDF Act, but referring to the arrest of such a persons by his commanding officer).

147 Ibid., section 187. 

148 Ibid., section 188(1). A large number of civilians charged with firearms offenses before the General Court Martial appear to be detained awaiting trial in civil prisons. See Foundation for Human Rights Initiative, “Uganda: Human Rights Status Report, 2006,” pp. 40-43.

149 Human Rights Watch, State of Pain, p. 59 and n.155.